Assisting in administering the Compliance Program for Dreyfus and MBSC (investment advisers). Design and perform testing on adviser policies and procedures. Perform annual reviews of adviser policies and procedures and make recommendations for improvements. Candidates must have Investment Adviser experience
Dreyfus Corporation, a leading mutual fund company located in New York City is seeing an experienced Compliance Analyst. Responsibilities include:
Assisting in administering the Compliance Program for Dreyfus and MBSC (investment advisers). Design and perform testing on adviser policies and procedures. Perform annual reviews of adviser policies and procedures and make recommendations for improvements.
6 years background in Compliance, Fund Accounting/Administration, Internal Audit, Distribution and/or Legal preferred. A minimum of two years Compliance and/or internal audit experience required. Bachelors degree, good understanding of investment advisers, mutual funds, knowledge of securities and markets, basic knowledge of securities laws relating to Investment Advisers. Excellent written, oral and presentation skills. Strong PC skills and ability to interface effectively on systems issues.
Position located in Midtown, Manhattan. Relocation will not be considered at this time.
Only those applicants who state their minimum salary requirements will be considered.
Please send a resume and cover letter summarizing qualifications and salary requirements to chon.y@dreyfus.com
